SEC 606 Required Report on Routing of Customer Orders


SEC 606 Required Report on Routing of Customer Orders


SogoTrade, Inc is required by rule of the SEC to provide 606 reports. This rule requires all broker/dealers that route equity orders and option securities to make available a quarterly report that outlines their routing practices. This report must outline our venues used to route client orders during the quarter and disclose the material aspects of the broker’s/dealer’s relationship with those venues.


SEC - Disc of Order Routing - 2nd quarter 2014.