Stocks, Stock Investing, ETF, Stock Trade, Options Trading Stocks - SogoTrade



      SEC 606 Required Report on Routing of Customer Orders


SEC 606 Required Report on Routing of Customer Orders


The above reports were the SogoTrade, Inc. reports for the year 2013 with Southwest Securities Inc. as its clearing firm.


Going forward SogoTrade clients will have similar reports provided under the SogoTrade systems environment clearing through Apex Clearing Corporation.


SEC - Disc of Order Routing - 4th quarter 2013.