SEC 606 Required Report on Routing of Customer Orders
SogoTrade, Inc is required by rule of the SEC to provide 606 reports. This rule requires all broker/dealers that route equity orders and option securities to make available a quarterly report that outlines their routing practices. This report must outline our venues used to route client orders during the quarter and disclose the material aspects of the broker’s/dealer’s relationship with those venues.
|SEC - Disc of Order Routing - 3rd quarter 2014.|