Forms

For operational and legal purposes, all forms and documents below pertain to your account with SogoTrade, Inc.

These forms are PDF files, you need to have a free Adobe Acrobat Reader in order to view them. Click the button to the left to download and install Acrobat Reader.

Domestic Accounts (Personal & UTMA/UGMA Custodial)

Foreign Accounts

Entity Accounts (Business,Trusts & Estate)

Retirement Accounts

Account Transfer Form (ACAT)

SogoTrade ACAT Account Transfer Form  PDF

Use this form to transfer securities and/or funds to your SogoTrade account from your account at another financial institution.

Deposit and Withdraw Forms

Wire Deposit Instructions  PDF

Instructions for making a wire deposit to your SogoTrade account.

Domestic Wire Request Form  PDF

Use this form to initiate a wire withdrawal from your SogoTrade account.

International Wire Request Form  PDF

Use this form to initiate a wire withdrawal from your SogoTrade account.

Check Deposit Instruction Form  PDF>

Instructions for depositing a check to your SogoTrade account.

Check Withdrawal Instructions 

Use this form to request a check withdrawal from your SogoTrade account.

Check Request Form  PDF>

Letter of Authorization

Limited Trading Authorization  PDF

Authorization limited to cash/margin purchases and sales of securities.

Other Forms

Request for Removal of "Pattern Day Trader" Status  PDF

Margin & Short Account Agreement ( Use this form for Margin Upgrade Request)   PDF

Option Agreement  PDF

U.S. Residency Explanation Form  PDF

Affidavit Of Sole Ownership  PDF

Irrevocable Stock Power Form  PDF

Transfer on Death Beneficiary Designation Form  PDF

Use this form to designate beneficiaries to your SogoTrade account.

Change of Address Form  PDF

Use this form to modify the address you have on file with SogoTrade.

W-8BEN Form  PDF

Necessary form for all foreign nationals applying for a SogoTrade application regardless of place of residence.

W-9 Form  PDF

Use this form to change your backup withholding status or to correct errors to your social security number.

Internal Transfer form  PDF

Internal Transfer form

Worthless Securities Letter  PDF

Use this form to dispose of a worthless stock position.