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These forms are PDF files, you need to have a free Adobe Acrobat Reader in order to view them. Click the button to the left to download and install Acrobat Reader.

Domestic Accounts

Domestic Individual Cash Account  

Domestic Individual Margin Account  

Domestic Individual Option Cash Account  

Domestic Individual Option Margin Account  

Domestic Joint Cash Account  

Domestic Joint Margin Account  

Domestic Joint Option Cash Account  

Domestic Joint Option Margin Account  

SogoTrade Signature Form  

Required of all account holders. Use this form to submit your signature on file, which will be used to authenticate your future wire and check requests.

Foreign Accounts

Foreign Individual Cash Account  

Foreign Individual Margin Account  

Foreign Individual Option Cash Account  

Foreign Individual Option Margin Account  

Foreign Joint Cash Account  

Foreign Joint Margin Account  

Foreign Joint Option Cash Account  

Foreign Joint Option Margin Account  

SogoTrade Signature Form  

Required of all account holders. Use this form to submit your signature on file, which will be used to authenticate your future wire and check requests.

Business, Trusts, and Investment Clubs Accounts

Corporate Account (Margin)  

Corporate Account (Option)  

SogoTrade Signature Form  

Required of all account holders. Use this form to submit your signature on file, which will be used to authenticate your future wire and check requests.

Retirement Accounts

Penson IRA Account (Option)  

Penson Roth IRA Account (Cash)  

Penson Roth IRA Account (Options)  

Penson Coverdell Education IRA (Cash)  

Penson Coverdell Education IRA (Options)  

Penson Rollover IRA (Cash)  

Penson Rollover IRA (Options)  

SogoTrade Signature Form  

Required of all account holders. Use this form to submit your signature on file, which will be used to authenticate your future wire and check requests.

Account Transfer Forms (ACAT)

SogoTrade ACAT Account Transfer Form  

Use this form to transfer securities and/or funds to your SogoTrade account from your account at another financial institution.

Deposit and Withdraw Form

Wire Deposit Instructions  

Instructions for making a wire deposit to your SogoTrade account.

Domestic Wire Request Form  

Use this form to initiate a wire withdrawal from your SogoTrade account.

International Wire Request Form  

Use this form to initiate a wire withdrawal from your SogoTrade account.

Check Deposit Instruction Form  

Instructions for depositing a check to your SogoTrade account.

Check Withdrawal Instructions 

Use this form to request a check withdrawal from your SogoTrade account.

Check Request Form  

ACH Authorization Form  

Letters of Authorization

Full Trading Authorization 

Limited Trading Authorization 

Authorization limited to cash/margin purchases and sales of securities.

Limited Liability Authorization 

Other Forms

Corporate Resolution - For over 1 Million Shares 

Affidavit Of Domicile 

Request for Removal of "Pattern Day Trader" Status 

Statutory Durable Power of Attorney 

Required Minimum Distribution (RMD) 

U.S. Residency Explanation Form 

Affidavit Of Sole Ownership 

Irrevocable Stock Power Form 

Transfer On Death Account 

Use this form to designate beneficiaries to your SogoTrade account.

Change of Address Form 

Use this form to modify the address you have on file with SogoTrade.

Trustee Certification 

W-8BEN Form 

Necessary form for all foreign nationals applying for a SogoTrade application regardless of place of residence.

W-9 Form 

Use this form to change your backup withholding status or to correct errors to your social security number.

Worthless Securities Letter 

Use this form to dispose of a worthless stock position.