SogoTrade Commission Schedule
  • Equity Trades
  • Qualifications 150+Trades/Qtr 0 -149 Trades/Qtr
    Online (market or limit) $2.88* (base rate)
    Unlimited Shares**
    $4.88* (base rate)
    Unlimited shares**
    Prepaid $2.88 & $3.88 Trades Available!
    Extended Hours
    (limit only)
    Base Rate   (Online order entry only)
    Pre - Market Session: 7am - 9:25am ET
    Post - Market Session: 4pm - 7:55pm ET
    Broker-Assisted $25* (base rate) Unlimited shares **
    This service is only available for regular market hour orders placed by 4:00 pm ET.
  • Option Trades
  • Qualifications 150+Trades/Qtr 0 -149 Trades/Qtr
    Online $2.88 (base rate) plus 50¢ per contract $4.88 (base rate) plus 50¢ per contract
    Broker-Assisted $25 (base rate) plus 50¢ per contract
    Options exercise/assignment $15
  • Mutual Fund Trades
  • Broker-Assisted Only $25 per trade
  • * For stocks priced under $1, add the greater of $0.0003 / share (10% of principal max) OR 1/4% principal.
    * Good Until Cancelled (GTC) orders partially executed over multiple trading days are subject to commission charges for each trading day.
    ** For Stocks priced under $1, $100 minimum investment (principal) required per opening transaction.
    **Online trades are limited to 100,000 shares. Please call our Trade Desk to place orders over 100,000 shares. Orders phoned in for stock priced below $1 will be subject to a $25 base rate + the surcharge.
    Note: Free reward trades do not apply to stock priced under $1 nor to any phoned in (broker-assisted) orders.
    Penny Stocks: OTCBB and Pink Sheets may incur additional transaction fees based on DTC charges. These charges can be substantial, so they may be blocked from online trading. In this case, please contact the Trade Desk for more information.

    SogoTrade offers many convenient funding options including one-time and recurring ACH electronic transfers, check deposits, and wire transfers.

Miscellaneous Fees
  • SERVICE
    FEE
  • Online trade confirmation Free
    Online account statement Free
    Online prospectus (ETF/Fund) Free
    Online tax statement Free
    Paper trade confirmation $5
    Paper account statement $10
    Paper prospectus (ETF/Fund)
    (domestic/international)
    $5/$10 (Effective 6/1/2017)
    Paper proxy Free
    Paper tax statement $5
    Duplicate trade confirmation / account statement /
    tax statement
    $10
    Options Expiration Management $75 (base rate) plus 50 ¢ per contract
    Margin sellout / Short Force Buy in Fee $25
    ACH fund transfer Free
    Returned ACH fund transfer $30.00 per item
    Check withdrawal $5 (Effective 06/24/2017)
    Returned checks $35
    Stop Payment $35
    Outbound wire(domestic / international) $25/$50
    Wire Returned/Amendment(domestic / international) $30.00 per item
    Account transfer in / ACAT in Free
    Account transfer or ACAT out (Full or Partial) $75
    ADR Fee 1 $0.01 - $0.10 per ADR share held
    DTC transfer in/out $25.00 + pass through fee
    Non-DTC item/ Physical trade fee $150
    Non-transferable securities $20 per month / per CUSIP
    Worthless Securities Processing $10 each position
    Voluntary reorganizations $50
    Stock certificate (deposit) $450 minimum
    Stock certificate (withdrawal) Call for current pricing
    Account closing fee No Fee
    Low Equity Fee $50 annual
    Charged if total account equity drops below $100
    (waived if at least 1 trade executed in previous 12 month period)
    Account verification fee $10
    Locate / Deactivate Account
    (Mandated if missing for 2 years)
    $100
    Lost Customer Locate Fee
    (Mandated if physical mail returned twice within 6 months)
    $10.00 Per locate notification
    Legal items $25
    Overnight Shipping Domestic/International $50 / $100
    Return Mail Fee $5 per return
    TOD Account Transfer Fee $200
    IRA setup fee Free
    IRA Annual fee $35
    IRA closing fee $60
    IRA ACAT out fee $75
    Regulatory Fee  
    SEC Fee $0.0000207 / $1 of proceeds
    Apply to trade date
    on or after 4/16/2019
    TAF (Trading Activity Fee) 2 Sell Side transactions only
    Current Rate starting 10/1/2012 Equity 0.000119/share, maximum $5.95 Option. 0.002/contract
    Foreign Ordinary Security Fee 3 $50
    Warrant fee $20
    Options Regulatory Fee 4 $0.0381 per contract (Effective 9/3/2019)
    Proprietary Index Option Fee
    ( VIX) 5
    $.50 per contract

1. ADR agents that sponsor American Depositary Receipts (ADRs) are permitted to charge the ADR holder an annual custody fee. The fee is administered through the Depository Trust Company (DTC). If the ADR pays a dividend, the annual custody fee can be deducted from that or DTC will pass through a separate annual custody fee, the same way it does when the ADR does not pay a dividend. In that case, the annual fee will be posted to your account by our clearing firm. The per share fee and the date the fee posts annually will differ by ADR and is determined by the ADR agent.
2. Financial Industry Regulatory Authority (FINRA) transaction fee (TAF) This fee is charged on all stock, ETF option and bond sales.
3. Foreign Ordinary Security Fee - SogoTrade charges an additional $50 fee per transaction for foreign ordinary securities that trade on the U.S. OTC Pink Sheet markets. Typically, these securities trade under 5 letter stock symbols ending in the letter ‘F’. These are also commonly referred to as ‘F’ shares and the fee as an ‘F share fee’. Although these stocks trade on the U.S. markets and are quoted in U.S. dollars, the actual settlement of a foreign ordinary security trade occurs in the local market in which the company is registered and in that country’s currency.
4. The following options exchanges assess an Options Regulatory Fee (referred to as the “ORF fee”) on options transactions executed by its members that clear in the customer range at Options Clearing Corporation (“OCC”) regardless of the marketplace of execution.
5. Proprietary Index Option Fees -There are some index option products which are proprietary and listed on a single exchange. Exchanges charge extra fees to trade these products. To offset the exchange fees incurred for trading these products, SogoTrade also charges a per contract fee on these products. This charge will appear in your SogoTrade trade ticket at the time of trade.

Margin Interest Rates
Margin Call Description
  • Call Type (Acronym)
    Due Date in
    Business Days
      Trigger Event
  • Required Maintenance(RM) T+2* Total equity becomes insufficient to cover the equity maintenance requirements of the positions in the account. RM call can be met by closing positions and / or making a deposit.
    Reg T (RT) T+4*(Equities)
    T+2*(options)
    Exceed overnight buying power (ONBP) in a MARGIN account. Preferably met by a new deposit, but ultimately can be met by closing positions.
    Day Trade (DT) T+4* Open a new position in excess of the day trade buying power (DTBP) and close the position on the same day. DT call can only be met by new deposit.
    Equity Maintenance (EM) T+4* Total equity in a Pattern Day Trader (PDT) account falls below $25,000. A PDT account cannot day trade while in an EM call.
    Money Due (MD) T+4* Exceed overnight buying power (ONBP) in a CASH account. Also known as a Cash Call.
  • *Note: Any subsequent calls may be due T=1.
    T + # = Transaction date plus number of business days

All commissions, fees and rates are subject to change.